-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BJSmrgSCYXI6trnZQCL7y7tGuX3M24t02bOXE52qFxezlvfMQkZVIvQVqjDX1S6B rFAePVZX8T9ilyglYqQeIA== 0000950116-98-000659.txt : 19980327 0000950116-98-000659.hdr.sgml : 19980327 ACCESSION NUMBER: 0000950116-98-000659 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980326 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRYN MAWR BANK CORP CENTRAL INDEX KEY: 0000802681 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232434506 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39359 FILM NUMBER: 98574606 BUSINESS ADDRESS: STREET 1: 801 LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 19010 BUSINESS PHONE: 6105251700 MAIL ADDRESS: STREET 1: 801 LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 190103396 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONNELL GEORGE W CENTRAL INDEX KEY: 0000940430 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER SUITE 420 STREET 2: C/O RITTENHOUSE FINANCIAL SERVICES CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109719300 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 420 CITY: RADNOR STATE: PA ZIP: 19087-4599 SC 13D/A 1 --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response . 14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* BRYN MAWR BANK CORPORATION ------------------------------------------------ (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE ------------------------------------------------ (Title of Class of Securities) 117665-10-9 ------------------------------------------------ (CUSIP Number) With Copies to: Robert D. Denious Drinker Biddle & Reath LLP Philadelphia National Bank Building 1345 Chestnut Street Philadelphia, PA 19107 (215) 988-2700 ---------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 24, 1998 ---------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. Page 1 of 4 Pages * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D - ---------------------------------------------- ---------------------------------------------- CUSIP No. 117665-10-9 Page 2 of 4 Pages - ---------------------------------------------- ---------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON George W. Connell - ----------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - ----------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ----------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ----------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 153,760 REPORTING PERSON WITH ------------------------------------------------------------------------------------------ 8 SHARED VOTING POWER ------------------------------------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 153,760 ------------------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER - ----------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 153,760 - ----------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.1% - ----------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 3 of 4 Pages This statement amends and supplements the statement on Schedule 13D filed with the Securities and Exchange Commission ("SEC") by George W. Connell on March 8, 1995, as amended by an amendment filed with the SEC on May 6, 1997, with respect to Mr. Connell's ownership of the Common Stock, par value $1 per share (the "Shares"), of Bryn Mawr Bank Corporation, a Pennsylvania corporation (the "Issuer"). Item 2. Identity and Background. - ------- ------------------------ This statement is filed by George W. Connell, a natural person and citizen of the United States whose current business address is Two Radnor Corporate Center, Suite 400, Radnor, Pennsylvania 19087-4599. Mr. Connell is presently employed by Rittenhouse Trust Company, a Pennsylvania banking corporation ("RTC"), and serves as chairman, chief executive officer and chief investment officer of RTC, and he serves as chief investment officer of Rittenhouse Financial Services ("RFS"), a former affiliate of RTC. RFS and RTC provide investment advisory, brokerage and certain banking services to individuals and institutions. The address of RTC's principal executive offices is Two Radnor Corporate Center, Suite 400, Radnor, Pennsylvania 19087-4599. During the last five years, Mr. Connell has not (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, and Mr. Connell has not been and is not currently, as a result of any such proceeding, subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. - ------- -------------------------------------------------- As of the date of this statement, Mr. Connell beneficially owns an aggregate of 153,760 Shares purchased for total consideration (including commissions and mark-ups) of $3,436,929.84. Mr. Connell acquired such Shares by using personal funds. Item 5. Interest in Securities of the Issuer. - ------- ------------------------------------- (a) As of the date of this statement, Mr. Connell beneficially owns 153,760 Shares, constituting 7.1% of the Issuer's issued and outstanding Shares, based upon an aggregate of 2,176,069 Shares issued and outstanding as of March 2, 1998 (as set forth in the proxy statement of the Issuer filed with the SEC on March 5, 1998). Page 4 of 4 Pages (b) Mr. Connell has sole power to vote or direct the vote of and sole power to dispose or to direct the disposition of the subject Shares. (c) During the past 60 days, Mr. Connell effected three transactions in the Shares. On February 3, 1998, Mr. Connell purchased in the open market 1,000 Shares for $49 per Share for a total consideration (including commissions and mark-ups) of $49,043.50. On February 10, 1998, Mr. Connell purchased in the open market 1,760 Shares for $48.25 per Share for a total consideration (including commissions and mark-ups) of $85,360. On March 24, 1998, Mr. Connell purchased in the open market 1,000 Shares for an average price of $49.55 per Share for a total consideration of $49,600 (including commissions and mark-ups). (d) Not Applicable. (e) Not Applicable. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ George W. Connell March 25, 1998 George W. Connell -----END PRIVACY-ENHANCED MESSAGE-----